Section 6 of 10

Batch Management

Why batch management exists, batch levels and characteristics, batch determination, and traceability in both directions.

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Batch management distinguishes production lots of the same material. It is essential in food, pharmaceuticals and chemicals, where lots can differ in quality.

Why it is needed

  • Traceability: when a defect appears, identify which raw material lots it came from and which customers received it
  • Shelf life: use the oldest or soonest-expiring stock first
  • Quality variation: concentration or purity differs between lots even within specification
  • Regulation: pharmaceuticals and food require lot-level records by law

Batch level

Where batch numbers are unique
LevelMeaningCharacteristic
PlantUnique within a plantThe same number means something else elsewhere
MaterialUnique per materialIdentity survives transfers between plants
ClientUnique system-wideStrictest control, heaviest to operate

Batch characteristics

Typical characteristics
CharacteristicPurpose
Production dateWhen it was made
Expiry dateHow long it remains usable
Purity or concentrationQuality values for chemicals
Country of originWhere the material came from
Quality gradeA, B and similar grading

Create characteristics with CT04, group them into a class of type 023, and assign the class to the material. QM inspection results can be written into batch characteristics automatically.

Batch determination

StrategyBehaviour
FIFOUse the oldest batch first
Shelf life expiration dateUse the soonest to expire first
By characteristicSelect only batches meeting a purity threshold, for example
ManualThe user chooses

Batch determination also uses the condition technique, combining search strategies, selection classes and sort rules, configured separately for SD delivery and for PP component issue.

Traceability

Two directions of trace
DirectionQuestionUse
Top-downWhat did this raw material lot become, and where did it go?Scoping a recall when a material is found defective
Bottom-upWhich raw material lots went into this product?Investigating a customer complaint

The Batch Information Cockpit (BMBC) performs both. How quickly a company can scope a recall is a direct measure of its risk management.

Tracing only works if batches were recorded correctly at input. Where backflushing determines batches automatically, whether the recorded batch matches what was physically used is an operational question worth checking.

๐Ÿ“– Unfamiliar term? Look it up in the SAP glossary.

Check your understanding

Test what you just read.

Quiz 1

Which transaction is used to create a Batch Master record?

Quiz 2

FEFO (First Expiry First Out) prioritizes batches with the earliest expiry date for issue.

Quiz 3

Which industry most typically requires batch management?

Quiz 4

Batch numbers are managed at the Material Master level and shared across plants.

Quiz 5

What must be configured in the Material Master to enable FEFO batch search strategy?

Quiz 6

Arrange the batch management flow from setup to goods issue in the correct order.

Click items in the correct order